An employer must specifically ask that an employee submit medical certification at or around the time leave is requested. Absent such a timely and specific request, notification in an employee handbook that an employee must provide medical certification is insufficient to place the employee on notice that medical certification was required in order for the employee to perfect his/her request for FMLA leave.
In Lucterhand v. Granite Microsystems, Inc., No. 05-CV-1047, 2007 U.S. Dist. LEXIS 15072 (E.D.Wisc. Mar. 2, 2007), Plaintiff Mark Lucterhand re-injured his knee at work. He underwent surgery and was released from the hospital five days later. He used three days paid sick leave and two vacation days during this time. There is no question that the employer was aware of the reason for his leave.
Lucterhand returned to work with no restrictions but with limited mobility. Essentially, he was released to return to work at his request based on pressure to return to work quickly from his employer. The physician who released him did so with the understanding that, as acting director of global operations, he would spend most of his time behind his desk and off his feet. Lucterhand return to work but attended two physical therapy appointments each week for several weeks, and also had follow-up visits with his surgeon. Because he could not drive, Lucterhand also used public transportation, which also limited his availability at work.
After his return his employer received profit estimates that fell short of expectations. Lucterhand's supervisor expressed his displeasure with the performance of his operation. The supervisor began to make statements suggesting that Lucterhand should have been on the workroom floor more helping, which he could not do because of his knee surgery. Lucterhand was terminated a month after returning to work. Lucterhand alleges that he was told he was terminated because the company did not believe that his injury was as extensive as claimed. The company alleges that it terminated Lucterhand because of poor performance. Lucterhand sued alleging violation of the FMLA.
The Company handbook contains an FMLA policy. In pertinent part, the policy required an employee to provide the company with a certification of health care provider form to perfect his/her right to FMLA leave. Company policy also provided that employee's could elect to substitute paid leave for unpaid leave. In the event that an employee failed to meet the certification requirement, company policy provided that the leave request may be delayed or denied.
Lucterhand never specifically asked for FMLA leave or provided Granite with a medical certification. As a consequence, the employer argued that Lucterhand failed to perfect his right to FMLA leave, and, therefore, his FMLA retaliation claim must fail. Lucterhand contended that the defendants' undisputed knowledge of his injury provided Granite with sufficient notice that Lucterhand's leave may qualify as FMLA leave. The court agreed with Lucterhand.
The employer also argued that Lucterhand's failure to provide certification from a health care provider in accordance with the handbook was fatal to his FMLA claim. The Court disagreed. The Court distinguished the cases relied on by the employer, noting that in those cases the employee failed to provide medical certification that had been specifically requested by the employer at or around the time the employee gave notice of the need for FMLA-qualifying leave. None of the cases, the Court observed, involved the situation, as in Lucterhand, where the employer simply relied on language in their employee handbook to provide notice to the employee of the certification requirement and made no specific request for certification.
Comment: Employers must notify employees each time it intends to require medical certification. 29 CFR 825.305(a). Notice generally must be provided at the time the employee gives notice of the need for leave or within two business days thereafter. 29 CFR 825.305(c). Absent a specific request for certification, an employer may not simply rely on the fact that the medical certification requirement is set forth in an employee handbook or manual.
Interestingly, the employer argued in the alternative that Lucterhand's failure to follow the procedures set forth in the handbook rendered his request for leave outside of the protections of the FMLA. Granite argued that by failing to provide medical certification in accordance with company policy Lucterhand's absence was not covered by the FMLA. The Court disagreed, concluding that the employer was aware that the absence could be FMLA qualifying from the known facts of his injury. The employer could have confirmed that by conducting an investigation and/or requesting medical certification but did not.
I think the Court missed the employer's argument. The argument is not about the adequacy of the employee's notice of the need for FMLA leave. Rather, it was whether the employee was affirmatively electing not to have the leave covered by the FMLA by failing to abide by the known requirements of company leave policy to support FMLA leave with medical documentation. A few courts have suggested that the failure to follow known company leave procedures does not permit an employer to deny otherwise qualifying FMLA leave, but it could be evidence to suggest that the employee was not requesting FMLA leave at all.
The decision is applicable to all non-civil service (Postal, Congressional, & Non-Postal) employees. It is not, however, applicable to civil service employees covered by Title II. Title II does not require that an employer provide specific notice that medical certification is required for FMLA leave. Indeed, under Title II, the employer would likely be found to have provided adequate notice of the medical certification requirement by incorporating the requirement into a handbook or manual. This is because Title II's employer FMLA notice requirements are much less specific than are those covering non-civil service employees.
Recent Comments